Balraj Sra

Head of Compliance

  • Balraj is Head of Compliance where he conducts and oversees all compliance matters on behalf of Be-Spoke Capital.
  • Balraj has 20 years of financial industry experience which includes public markets, high yield loans, listed instruments, structured and direct lending.
  • Prior to Be-Spoke Capital Balraj worked at JPMorgan, Citi, Barings and PIMCO covering corporate and multi-asset business lines across Compliance and Internal Audit.
  • He began his career at NatWest covering Private Clients and subsequently worked for State Street Bank & Trust, covering asset management custodian compliance.
  • Balraj hold a M.Sc. degree in e-commerce and is ACAMS accredited.